NBY Death Spiral Financing Summary.

 Ladenburg Thalmann & Co. has agreed to use its reasonable best efforts to arrange for the sale of:

4,198,566 common shares

4,198,566 unregistered Common Stock purchase warrants

Consideration: 6% of the gross proceeds

offering price of $1.00 per share for gross proceeds of approximately $4.2 million
Warrant have an exercise price of $1.15 per share; exercisable six months after their issuance
shelf registration statement
Link

 $2.7 million  Preferred Private Placement;  A Non-Voting Convertible Preferred Stock; automatically convert into 2,700,000 shares of Common Stock 1:1 ratio

Hai Dong Pang: 800,000 Conversion Shares and Preferred Warrants exercisable for 800,000 shares of Common Stock  $2.7 million  Preferred Private Placement

Xiao Rui Liu: Preferred Stock convertible to 400,000 Conversion Shares and Preferred Warrants exercisable for 400,000 shares of Common Stock

Ping Huang: Preferred Stock convertible to 1,500,000 Conversion Shares and Preferred Warrants exercisable for 1,500,000 shares of Common Stock   $2.7 million  Preferred Private Placement

Placement Agent: China Kington Asset Management Co. Ltd. Consideration: 6%
Link

S-3

Fu Jian Ping – ‘SC 13D/A’ on 4/16/19

China Pioneer Pharma Holdings Ltd, et al. – ‘SC 13D/A’ on 1/13/17

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